Roles & Responsibilities:

Internal Audit & Process Review

• Conduct process audits of internal departments to assess compliance with approved policies, SOPs, and internal control frameworks
• Test & report operating effectiveness of internal controls
• Identify control gaps, process inefficiencies, and non?compliances, and recommend practical improvements and good practices
• Prepare audit dashboards & MIS
• Test implementation of agreed action plan and other ATRs

 

Branch Audits

• Conduct on-site audits of branches across India as per audit scope
• Review operational processes, documentation, and adherence to internal policies
• Report non-compliance, deviations, control weaknesses, and procedural lapses observed at branch level

 

Audit Reporting

• Prepare detailed audit reports outlining observations, root causes, risks, and recommendations
• Report audit findings to management, including status of corrective and preventive actions
• Track implementation of agreed action plans and validate the effectiveness of corrective measures
• Ensure timely closure of audit observations

 

 Compliance & Support

• Identify and report non-compliance with internal policies and procedures
• Recommend safeguards to mitigate identified risks and prevent recurrence
• Coordinate with external auditors and support audits by providing required information
• Track and ensure closure of observations raised by internal and external auditors
• Maintain audit documentation and working paprs in line with audit standards

Location:

Mumbai

Branch:

Churchgate

Experience:

5 - 8 years

Salary Range:

As per industry standard

Functional Area:

Other

Employment Type:

Permanent

Desired Candidate Profile:

•  Qualification: Inter CA / Graduate in Finance, Accounting, or related field with minimum experience of 5-8 years in the field of Internal Audit
• Should have work experience in BFSI sector in Internal Audit team
• Strong knowledge of internal audit, internal controls, and process auditing
• Understanding of compliance requirements, audit report writing and documentation skills
• Proficiency in MS Excel, Word, and PowerPoint
• Strong analytical, organizational, collaborative and problem?solving abilities
• Clear communication and stakeholder management skills
• Wilinegness to travel