Liaising with the business teams for end to end implementation of various regulatory requirements.
Develop, maintain and update regulatory inventory repository of IRDA Regulations, Guidelines and Circulars.
Conducting review meetings with business teams on new way forward on regulations, circulars.
Making periodic submissions and representations to IRDAI on various regulations/circulars and reviewing of SOPs.
Analysis of IRDAI insurance ordinance.
Timely submission of regulatory reports to various authorities on both regular and ad-hoc basis by coordinating with all the stake holders.
Conduct impact analysis of various penalty orders imposed by IRDAI along with the business teams.
Framing various internal policies of the Company for identifying and addressing the regulatory requirements in a systematic manner.
IRDA filings of marketing and advertisement material.
Intimating IRDA about Auditor's appointment/re-appointment, increase in directors remuneration etc.
Preparing compliance certificate on a quarterly basis and liaising with various business heads for placing the same in the Board.
Vetting of Outsourcing Agreements & Distance Marketing Scripts as per IRDAI Guideline perspective.
Participating in the product implementation projects from compliance perspective.
Coordinating and ensuring necessary interaction with IRDAI and Life Council for any query resolution, clarification, representation, etc.
Compliance & Reporting under SEBI Regulation, pertaining to Mutual Funds, Shares & Takeovers etc.
Preparation of various Reports to be submitted to SEBI, AMFI & Board of Directors of Trustee & Asset Management Company namely; Monthly Cumulative Report (MCR), Bi Monthly Report, Quarterly Report, NSR etc.
Maintenance of Compliance Manual, Updating Management on changes in regulatory environment.
Follow up on commitments/obligations to SEBI and other Regulatory bodies, and on compliance related audit/inspection observations and incidents for systemic corrections.
12 years - 18 years
As per industry standard
Desired Candidate Profile:
The candidate must be graduate from any discipline, preferable would be Banking/Finance
Must have minimum 5 to 7 years of relevant work experience into IRDAI compliance and mutual fund industry
Communication skills&Project management expertise
In-depth understanding of PMLA, Insurance laws
Ability to read and interpret the IRDA regulations and Laws
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Our Team Says
Don’t just take it from us; let our employees do the talking!
Dayanand Shevale, Area Manager,
“My tenure with HDFC Sales has been eventful and fulfilling. I was assigned the role of a ’Subject Matter Expert‘. Meanwhile, I was detected with a severe medical condition which impacted my personal and professional life for around a year. Due to the flexible working environment and extended support by my peers and manager, I was able to see through my situation.”
Varoon Joshua, Territory Manager,
“HDFC Sales is the first firm where I shifted my domain from HR to Sales & Marketing. The only experience that I brought to this job was people-management. My seniors were kind enough to give me the opportunity. As a Team Manager, I have learned a lot, built networks, grown from managing a team of 12 to now 48 people as an Assistant Sales Manager. 6 years on, I am still learning, building better relationships, understanding people and helping my team make the most of their experience with HDFC Sales.”